Consumer Duty - Helping you to navigate the new regulation
As financial advisers, in order to deliver your clients with good outcomes, you need to ensure that the services you recommend are appropriate in terms of costs, risks and benefits.
In order to help you select the appropriate service, we have produced a number of important documents that will support you to meet your regulatory requirements as well as the new Consumer Duty.
Please do not hesitate to contact us should you require additional information or clarification.
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Consumer Duty Summary: Our Results
The Consumer Duty has set higher expectations for firms and aims to ensure good client outcomes are applied across the financial sector. We have spent a significant amount of time to ensure that we can meet our obligations under the new Duty.
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Target Market Guide - For All Services
The aim of this document is to provide you with a useful summary of information about the services we offer, and to help you understand how we can work together and make the right decisions about how to manage your clients’ wealth.
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Value Assessment: Managed Portfolio Service
Fund Managers in the UK are required by the FCA to undertake an annual assessment of their funds in terms of how they represent ‘value for money’. The new Consumer Duty obliges all firms to look at the ‘value for money’ that firms generate for their clients because of the products and services that they offer.
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Value Assessment: Bespoke Portfolio Service
Fund Managers in the UK are required by the FCA to undertake an annual assessment of their funds in terms of how they represent ‘value for money’. The new Consumer Duty obliges all firms to look at the ‘value for money’ that firms generate for their clients because of the products and services that they offer.
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Costs and Charges: Bespoke Portfolio Service
It is important that your client knows and understands what they pay for the service they receive. The aim of this document is to ensure that we explain all costs in a clear and transparent manner and that we are delivering value for money for the services we provide.
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Corporate Information from DD | Hub
We can provide you with the data that you need about CAM to complete a due diligence review. Click on the link below to access up to date information from DD|Hub including details about our corporate structure, regulatory information, and our investment process.